Securities Exchange Commission Filings

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A Securities Exchange Commission filing (SEC Filing) is a financial statement or other formal document submitted to the Federal Securities and Exchange Commission (SEC).

Public companies, certain company insiders, and broker/dealers are required to make regular SEC filings.

Investors and financial professionals rely on these filings for information about companies they are evaluating for investment purposes. Many, but not all SEC filings are available online through the SEC’s EDGAR database.

Our South Florida Securities and Exchange Commission Filing Attorneys serve clients in Palm Beach County, Broward County, Miami Dade County, and throughout Florida.

If you need assistance with SEC filings, or you or your company are named as the subject of an SEC enforcement action call us right away.

We know how you feel, because our SEC defense attorneys have been in your shoes.

We understand. We can help.                   

Call us.  We want to hear your story and share ours.

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Complex Business Structures in Florida
Business Financing & Corporate Financing
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Regulation D Rule 504 Private Placement
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Securities Exchange Commission Filings
Employee Agreements and Employment Agreements
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